Keywords

capital structure

Abstract

Using a standardized methodology, we empirically evaluate 55 proposed determinants of capital structure in terms of statistical significance, economic significance, and identification. We find that robust and economically important determinants of debt ratios are relatively few in number. Nevertheless, because each determinant relates to one of five market imperfections—taxes, distress costs, information asymmetry, agency costs, or supply frictions—we draw conclusions from the evidence as a whole regarding the explanatory power of different capital structure theories. We find greater support for pecking order theory and supply-related theories, with less support for traditional tradeoff theory and agency theory.

Original Publication Citation

Determinants of capital structure: An expanded assessment (with T. Fukui and R. Schonlau), 2023, Journal of Financial and Quantitative Analysis 58, 2446–2488.

Document Type

Peer-Reviewed Article

Publication Date

2022

Publisher

Journal of Financial and Quantitative Analysis

Language

English

College

Marriott School of Business

Department

Finance

University Standing at Time of Publication

Full Professor

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