Keywords

company stock concentration, retirement savings risk, employee wealth loss

Abstract

At the end of 2000, current and former employees of the energy trading company Enron Corporation held $2.1 billion in the firm’s 401(k) retirement savings plan. Sixty-two percent of that money was invested in Enron stock, then trading at $83 a share. In October 2001 Enron’s finances began to unravel as its accounting improprieties came to light. Enron stock plummeted over the next several weeks, and on December 2, 2001, the company declared bankruptcy, rendering its shares worthless. Thousands of Enron employees lost their jobs and a large fraction of their retirement wealth simultaneously.

Original Publication Citation

“Are Empowerment and Education Enough? Underdiversification in 401(k) Plans.” 2005. Brookings Papers on Economic Activity, 2:2005, pp. 151-198 (with James Choi and David Laibson). https://www.brookings.edu/wp-content/uploads/2005/06/2005b_bpea_choi.pdf

Document Type

Peer-Reviewed Article

Publication Date

2005

Publisher

Brookings Papers on Economic Activity

Language

English

College

Marriott School of Business

Department

Finance

University Standing at Time of Publication

Full Professor

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